Cleft Lip and Palate
Last Minute Revision Notes: Management of Cleft Lip and Palate
Management Timeline
Neonatal Period (Immediate Care)
- Focus: Feeding, airway management.
- Feeding: Use of modified bottles and teats. Expressed breast milk preferred.
- Airway management: In severe cases, nasopharyngeal airway or tracheostomy may be required.
Infancy (0-12 months)
- Cleft Lip/Nose and Anterior Palate Repair: Performed at 3-6 months.
- Definitive Cleft Palate Repair: Performed at 6-12 months.
- Intravelar Veloplasty (IVVP): Reconstruction of the levator muscles to form a muscular sling.
Early Childhood (1-7 years)
- Regular follow-up: Focus on hearing, speech, dental development, and wound healing.
- Speech and Language Therapy (SLT): Monitors for velopharyngeal incompetence (VPI) and articulation errors.
- Hearing: Regular audiological screening for otitis media with effusion (OME).
Late Childhood (7-12 years)
- Alveolar Bone Grafting (ABG): Timing based on dental development.
- Early secondary grafting: 5-7 years (based on lateral incisor root development).
- Late secondary grafting: 8-11 years (based on canine tooth root development).
Adolescence (12-18 years)
- Orthodontic treatment:
- Phase 1: 8-10 years to prepare for ABG.
- Phase 2: 12-18 years for definitive alignment.
- Orthognathic surgery (if required) for maxillary advancement or bimaxillary surgery at skeletal maturity (16-19 years).
Secondary/Revision Surgery
- Performed to improve aesthetics or function.
- Lip and nose revisions: Address issues like vermilion misalignment or nasal deformity.
- Orthognathic surgery: For maxillary underdevelopment, usually after 16-19 years.
Pierre Robin Sequence - Key Points
- Triad:
- Isolated cleft palate.
- Retrognathia (receded jaw).
- Glossoptosis (posteriorly displaced tongue).
- Associated with early airway and feeding difficulties.
- Airway obstruction may cause hypoxic episodes during sleep/feeding.
- Management:
- Conservative management for intermittent obstruction.
- Severe cases may require supplemental oxygen, nasopharyngeal airway, or tracheostomy.
- Labioglossopexy (tongue-to-lip adhesion) and mandibular distraction are less commonly practiced options.
Revision Notes
Introduction
- Congenital abnormalities of the head and neck are complex and often confusing.
- A classification system is helpful for understanding these conditions.
- Should explain the aetiology and pathogenesis.
- Should aid in determining treatment.
- No ideal classification exists due to the multifaceted nature of these conditions.
- Examples:
- Tessier’s classification: purely descriptive of clefts.
- OMENS classification: specific to hemifacial microsomia.
- Examples:
Classification of Craniofacial Abnormalities
- van der Meulen's classification considers embryological development:
- Formation and fusion of processes (branchial arches):
- Failure leads to clefting disorders.
- E.g., failure between the frontonasal process and maxillary process results in a cleft lip (unilateral or bilateral).
- Formation of bone and cartilage:
- Abnormalities termed dysostosis or dyschondrosis.
- Growth at sutures between craniofacial bones:
- Premature fusion leads to synostosis.
- Formation and fusion of processes (branchial arches):
- Central nervous system development also contributes to abnormalities.
Types of Developmental Abnormalities (Table 50.1)
- Cerebrocranial Dysplasias: Anencephaly, Microcephaly.
- Cerebrofacial Dysplasias: Rhinencephalic dysplasias, Oculo-orbital dysplasias.
- Craniofacial Dysplasias with Clefting: Lateronasomaxillary, Medionasomaxillary, etc.
- Craniofacial Dysplasias with Dysostosis: Various specific bone-related anomalies.
- Craniofacial Dysplasias with Synostosis:
- Craniosynostosis: Lambdoid, Sagittal sutures.
- Craniofaciosynostosis: Metopic, Coronal sutures.
- Faciosynostosis (Binder syndrome): Vomero-premaxillary fusion.
- Craniofacial Dysplasias with Dysostosis and Synostosis:
- Examples: Crouzon syndrome, Apert syndrome, Pfeiffer syndrome.
- Craniofacial Dysplasias with Dyschondrosis:
- Example: Achondroplasia.
- Others: Conditions that do not fit into the above categories.
Epidemiology
- Incidence varies globally and is hard to quantify.
- Approximate Incidence Data (Table 50.2):
- Apert syndrome: 1 in 100,000
- Pfeiffer syndrome: 1 in 100,000
- Crouzon syndrome: 1 in 62,500
- Treacher Collins syndrome: 1 in 50,000
- Unicoronal synostosis: 1 in 10,000
- Metopic synostosis: 1 in 7,000
- Sagittal synostosis: 1 in 5,000
- Hemifacial microsomia: 1 in 3,500
- Neurofibromatosis: 1 in 2,600
- Cleft lip and palate: 1 in 600
Diagnosis
- Advances in ultrasonography have increased prenatal diagnosis rates.
- Expansion in genetics has linked more mutations to specific phenotypes.
- Majority of conditions are diagnosed clinically.
Management
- Management is delivered by multidisciplinary teams (MDTs) in specialist centres.
Prenatal Management
- Prenatal surgery is experimental and rare.
- Options include termination or best supportive care in preparation for birth.
- Ethical considerations involve local ethics boards and possibly courts.
Neonatal Management
- Aimed at addressing urgent issues:
- Airway obstruction:
- Caused by retropositioned hypoplastic maxilla and hypoplastic mandible.
- Tracheostomy may be necessary if intubation is impossible.
- Prone positioning can help in emergencies.
- Eye protection:
- Conditions like exorbitism in syndromic craniosynostoses (e.g., Apert syndrome) can lead to ocular dislocation.
- Inadequate eyelid closure can cause corneal damage.
- Feeding difficulties:
- Structural anomalies may require specialized teats or naso/orogastric feeding.
- Input from a specialist feeding nurse is beneficial.
- Airway obstruction:
Management in Infancy (0–12 months)
- Focuses on functional issues and skull surgery for craniosynostosis.
- Distraction osteogenesis can be used to advance the mandible in retrognathic patients.
- Involves gradual lengthening of the bone to improve airway.
- Craniosynostosis:
- Premature fusion of skull sutures.
- Can lead to raised intracranial pressure.
- May present with distress, listlessness, disturbed sleep, and papilloedema.
- Vision obstruction needs to be addressed to prevent amblyopia.
Management in Early Childhood (1–12 years)
- Addresses both functional problems and appearance.
- Visible differences can affect social and emotional development.
- Psychological support is crucial for the child and family.
- Sleep apnoea may develop; parents should monitor for:
- Noisy snoring.
- Daytime tiredness.
- Management of Obstructive Sleep Apnoea:
- Tonsillectomy/adenoidectomy.
- Midface advancement.
- Mandibular distraction.
- Use of ventilator support devices.
Management in Late Childhood to Maturity
- Focus shifts to optimizing overall appearance.
- Transition periods (e.g., starting secondary school) can be challenging.
- Surgery may be offered for pressing psychological reasons but is usually postponed until growth is complete.
- A comprehensive corrective plan is developed within the MDT.
Cleft Lip and Palate
Introduction
- Most common congenital abnormality affecting the orofacial region.
- Often occurs as an isolated deformity but can be associated with other conditions.
- Associated with over 300 syndromes.
- All children with a cleft are screened for other congenital abnormalities.
- Genetic counselling may be organized if associated with a syndrome.
Incidence
- Incidence is around 1 in 600 live births.
- Geographical and ethnic variations exist:
- Higher incidence in South East Asian and Native American populations.
- Typical distribution:
- Cleft lip alone: 15%
- Cleft lip and palate: 45%
- Isolated cleft palate: 40%
Classification of Cleft

- Divided into two clinical phenotypes:
- Isolated cleft palate.
- Cleft lip with or without alveolus or palate involvement.
- Variations in combinations exist to define:
- Extent of the cleft.
- Laterality: left, right, or bilateral.
- Classification aids in:
- Diagnosis.
- Prognosis.
- Unilateral cleft lip and palate (UCLP) data are collected for outcome comparisons.
- Gender prevalence:
- Cleft lip and/or palate is more common in males.
- Isolated cleft palate is more common in females.
- In UCLP, the left side is affected in 60% of cases.
Summary Box 50.1: Overview of Cleft Lip and Palate
- Two main phenotypes:
- Isolated cleft palate.
- Cleft lip with or without palate involvement.
- Gender differences:
- Cleft palate more common in females.
- Cleft lip and/or palate more common in males.
- Incidence/prevalence shows geographical variation.
- Simple classification systems describe phenotype.
Cleft Lip and Palate Revision Notes
Introduction
- Cleft lip and/or palate is the most common congenital abnormality affecting the orofacial region.
- Can occur as isolated deformities or associated with other medical conditions.
- Associated with over 300 syndromes, including Stickler, DiGeorge, Down, Apert, and Treacher Collins syndromes.
Incidence
- Incidence is around 1 in 600 live births.
- Geographical and ethnic variations exist:
- Higher incidence in South East Asian and Native American populations.
- Typical distribution:
- Cleft lip alone: 15%
- Cleft lip and palate: 45%
- Isolated cleft palate: 40%
- Gender differences:
- Cleft lip and/or palate more common in males.
- Isolated cleft palate more common in females.
- In unilateral cleft lip and palate (UCLP), the left side is affected in 60% of cases.
Aetiology
- Multifactorial cause: combination of genetic and environmental factors.
- Family history increases risk:
- Affected first-degree relatives suggest underlying genetic mutations.
- Isolated cleft palate is more commonly associated with syndromes than cleft lip and palate or isolated cleft lip.
- Common syndromes associated:
- Stickler syndrome: Ophthalmic and musculoskeletal abnormalities.
- DiGeorge syndrome: Cardiac and thymic anomalies.
- Down syndrome, Apert syndrome, Treacher Collins syndrome.
- Environmental factors:
- Maternal epilepsy and associated medications.
- Drugs implicated: Steroids, diazepam, sodium valproate, phenytoin.
- The role of antenatal folic acid supplements is equivocal.
Pierre Robin Sequence
- Condition comprising:
- Isolated cleft palate.
- Retrognathia (receded jaw).
- Glossoptosis (posteriorly displaced tongue).
- Associated with early airway and feeding difficulties.
- Airway obstruction can lead to hypoxic episodes during sleep and feeding.
- Management:
- Conservative for intermittent obstruction.
- Severe cases may require:
- Supplemental oxygen.
- Nasopharyngeal airway.
- Tracheostomy.
- Labioglossopexy (surgical adhesion of the tongue to the lower lip) is less commonly practiced.
- Mandibular distraction surgery lacks consensus support.
Summary
- The cause of cleft lip and/or palate is multifactorial.
- Most cases occur without a clear family history or known risk factors.
- Clefts can be associated with many craniofacial/medical syndromes.
Embryology and Pathogenesis
- Clefts occur at points of fusion of facial processes during embryonic development.
- Lip and palate derived from facial prominences/processes.
Developmental Processes
- Lip/Nose Complex:
- Derived from median nasal process and maxillary processes.
- Primary Palate:
- Derived from median nasal process.
- Includes structures anterior to the incisive foramen: alveolus and philtral portion of upper lip.
- Remainder of lip from maxillary processes.
- Secondary Palate:
- Derived from maxillary processes.
- Includes structures posterior to the incisive foramen: hard palate and soft palate.
- Cleft palate results from failure of fusion or descent of the two palatal shelves.
- Abnormal muscle insertion leads to aesthetic and functional sequelae.
Summary
- Clefts occur at the points of fusion of facial processes.
- Normal anatomical structures are displaced and disrupted.
- Abnormal muscle insertion results in aesthetic and functional consequences.
Clinical Anatomy
Cleft Lip
- Abnormalities are due to disruption of upper lip and nasolabial muscles.
- Muscle continuity is disrupted, leading to:
- Cleft lip.
- Abnormal muscle insertions at the cleft edge.
- Effects seen on the nasal septum and nose.
Unilateral Cleft Lip
- Muscle rings disrupted on one side.
- Results in asymmetric upper lip and/or nose.
- Involves:
- External nasal cartilages.
- Nasal septum.
- Anterior maxilla (premaxilla).
- Influences mucocutaneous tissues:
- Displacement of nasal skin onto the lip.
- Retraction of labial skin.
- Changes to vermilion and lip mucosa.
- Surgical repair must consider all these changes.
Bilateral Cleft Lip
- Disruption is greater but often symmetrical.
- Muscular continuity disrupted bilaterally.
- Features:
- Flaring of the nose (due to lack of nasolabial muscle continuity).
- Protrusive premaxilla.
- Prolabium: Area of skin in front of premaxilla devoid of muscle.
- Muscular, cartilaginous, and skeletal deformities influence mucocutaneous tissues.
- Must be considered in surgical repair planning.
Cleft Palate
- Primary Palate:
- Structures anterior to the incisive foramen: alveolus and upper lip.
- Secondary Palate:
- Structures posterior to the incisive foramen: hard palate and soft palate.
- Cleft Palate results from failure of fusion of palatine shelves.
- Incomplete cleft: Hard palate remains attached to nasal septum and vomer.
- Complete cleft: Nasal septum and vomer are completely separated from palatine processes.
Soft Palate
- In non-cleft, closure of velopharynx is essential for normal speech development.
- Achieved by elevation of soft palate via levator veli palatini muscle.
- In cleft palate:
- Muscle fibers are oriented anteroposteriorly, inserting into the posterior edge of hard palate.
- Leads to functional impairment.
Hard Palate
- Divided into three zones:
- Central palatal fibromucosa: Thin, below floor of nose.
- Maxillary fibromucosa: Thick, contains greater palatine neurovascular bundle.
- Gingival fibromucosa: Lateral, adjacent to teeth.
- In complete cleft palate:
- Median palatal vault is absent.
- Palatal fibromucosa is reduced.
- Maxillary and gingival fibromucosa remain unmodified.
The Cleft Multidisciplinary Team (MDT) and Primary Management
- Well-coordinated patient pathways are essential.
- Antenatal diagnosis:
- Most cleft lips diagnosed via anomaly scan at ~20 weeks.
- Isolated cleft palate not detectable with routine scanning.
- Doppler studies may aid in diagnosing isolated cleft palate.
- Referral to cleft team upon diagnosis.
Cleft MDT Members
- Cleft Coordinator/Administrator:
- Ensures clinical episodes are organized per protocol.
- Clinical Nurse Specialist (CNS):
- First clinical contact.
- Assesses feeding, airway, and well-being.
- Prepares child for surgery.
- Paediatrician:
- Manages associated medical problems (e.g., cardiac, respiratory).
- Speech and Language Therapist (SLT):
- Vital for cases with palatal involvement.
- Assesses and provides therapy for speech development.
- Ear–Nose–Throat (ENT)/Audiology:
- Regular hearing tests.
- Interventions for hearing loss.
- Paediatric Dentist:
- Focus on disease prevention.
- Ensures oral health.
- Orthodontist:
- Involved around 7 years of age.
- Prepares for alveolar bone grafting (ABG).
- Definite orthodontic alignment.
- Key in orthognathic surgery at skeletal maturity.
- Clinical Psychologist:
- Provides support to patients, families, team.
- Assesses quality of life outcomes.
- Cleft Surgeon:
- Corrects anatomical abnormalities.
- Plans for limited surgical interventions (1–3 operations in childhood).
- Surgical outcomes are audited annually.
Immediate/Neonatal Care
Feeding
- Babies with cleft palate need assistance to feed well and thrive.
- Feeding aids:
- Aim to improve efficiency and reduce effort.
- Expressed breast milk is best.
- Modified bottles and teats:
- Soft bottles allow parents to assist feeding.
- Feeding plates (constructed from dental impression) were used in the past.
- Nasoalveolar Moulding (NAM):
- Active plates used to reduce cleft width and improve nasal shape prior to surgery.
- Conflicting evidence on long-term benefits.
Summary
- Babies with a cleft may have issues with feeding and airway.
- A team of clinicians is required to meet all the needs.
- Initial care is mostly non-surgical.
Principles of Cleft Surgery
- Aim to facilitate normal development and well-being.
- Surgical repair targets producing normal anatomy in lip, nose, and palate.
- Emphasis on muscular reconstruction.
- Normal anatomy promotes normal function and growth.
- Key outcomes measured:
- Speech.
- Facial growth.
- General well-being.
- Dental health.
Surgical Techniques
- Timing and techniques vary worldwide.
- UK Protocol (popularized in Norway):
- Cleft Lip/Nose and Anterior Palate Repair:
- Performed between 3 and 6 months of age.
- Anterior palate closure using single-layer mucosal flap from the vomer.
- Lip closure focuses on muscle repair over skin incision.
- Definitive Cleft Palate Repair:
- Carried out between 6 and 12 months.
- Intravelar Veloplasty (IVVP):
- Incisions along cleft edge to access soft palate muscle.
- Levator muscles are dissected and sutured to recreate a muscular sling.
- Cleft Lip/Nose and Anterior Palate Repair:
Summary
- Treatment staged from anterior (lip) to posterior (soft palate).
- Muscle reconstruction is key in lip repair.
- Management of the levator sling is crucial in cleft palate repair.
Age 1–7 Years: Early Years Care/Follow-up
- Regular MDT review is essential.
- Areas of focus:
- Hearing:
- Eustachian tube dysfunction leads to otitis media with effusion (OME).
- Children with palatal clefts have increased incidence.
- Regular audiological screening is important.
- Speech:
- SLTs engage early with families.
- Speech monitored throughout development.
- Early intervention for speech pathology.
- Problems:
- Velopharyngeal Incompetence (VPI):
- Soft palate fails to achieve adequate closure.
- Leads to hypernasality and unintelligible speech.
- Articulation Errors:
- Compensatory mechanisms due to VPI.
- May be caused by jaw/dental abnormalities.
- Velopharyngeal Incompetence (VPI):
- Investigations:
- Lateral videofluoroscopy.
- Nasendoscopy.
- Secondary speech surgery may be offered for structural issues like VPI.
- Dental Development:
- Dental anomalies are common.
- Issues include:
- Delayed tooth development and eruption.
- Morphological abnormalities.
- Hypodontia or hyperdontia, especially involving the maxillary lateral incisor.
- Regular dental examinations are crucial.
- Preventive measures:
- Dietary advice.
- Fluoride supplements.
- Fissure sealants.
- Good oral health is essential for successful orthodontic treatment.
- Wound Healing and Aesthetics:
- Wound infections are rare but may require revision surgery.
- Lip revisions can be timed pre-school or during other procedures like ABG.
- Palatal dysfunction may require further surgery.
- Hearing:
Age 7–12 Years: Late Childhood Care/Follow-up
Alveolar Bone Grafting (ABG)
- Key surgical intervention for patients with alveolar involvement.
- Types:
- Primary bone grafting: At same time as primary cleft lip surgery.
- Secondary bone grafting: Later in development, more common.
- Timing is based on dental development:
- Lateral incisor (if present): Early secondary grafting at 5–7 years.
- Canine tooth: Late secondary grafting when root is half to two-thirds formed (8–11 years).
- Orthodontic treatment may precede ABG to:
- Expand alveolar cleft for surgical access.
- Align adjacent teeth.
- Success rate is high.
- Primary objectives:
- Provide bony support for adult teeth.
- Enable eruption of teeth into dental arch.
- Stabilize premaxilla in bilateral clefts.
- Definitively close residual alveolar cleft.
- Secondary benefits may include aesthetic improvements.
Orthodontic Treatment
- Often carried out in two phases:
- Mixed Dentition (8–10 years):
- Prepare for ABG.
- Permanent Dentition (12–18 years):
- Definitively align dental arches.
- May be linked to orthognathic surgery preparation.
- Mixed Dentition (8–10 years):
Secondary/Revision Surgery
- Aimed to improve aesthetics and/or function.
- May not have been planned during primary surgery.
Cleft Lip/Nose Revision
- Indications depend on site and severity of residual deformity.
Lip Revision Indications
- Misaligned vermilion.
- Lip asymmetry.
Nasal Deformity Indications
- Incorrect alar base position.
- Poor nasal tip projection.
- Deviation of nasal septum into non-cleft nostril.
- Residual nasal deformity indicates incomplete reconstruction of nasolabial muscle ring.
- Major nasal surgery usually delayed until after 14–15 years.
- Open septorhinoplasty may be considered for definitive correction.
Orthognathic Surgery
- Impaired midface growth (maxillary hypoplasia) is common.
- Factors involved:
- Genetic factors.
- Local factors from primary surgery.
- Elective maxillary advancement or bimaxillary surgery restores aesthetics and occlusion.
- Performed when facial growth is complete:
- 16–17 years in females.
- 17–19 years in males.
- Corrects underdevelopment in horizontal and vertical directions.
Summary
- Cleft care has undergone significant reorganization.
- Managed by multidisciplinary teams (MDTs).
- Specific training pathways for cleft surgery exist.
- Outcome data collection is essential for evidence-based improvements.
Summary
- Cleft surgery in infants is time sensitive.
- Aesthetic and functional outcomes are important and measured.
- Surgery involves restoration of muscle position to near normal.
- Planned surgery includes bone grafting for alveolar involvement.
- Revision/secondary surgery optimizes outcomes.